Series 7 Exam Prep

Advance your career by passing the Series 7

The Series 7 Exam qualifies individuals to sell a broad range of securities, including stocks, bonds, options, mutual funds, and variable contracts. It’s a critical step for professionals pursuing a career in full-service brokerage, investment advisory, and client portfolio management within the financial services industry.

  • Series 7 Exam Prep

    Prepare to pass with targeted review materials and smart study tools that help you make the most of your time.

    View Course Details

  • Get everything you need to pass:

    • Comprehensive Series 7 Study Guide
    • 1,100+ practice questions with explanations
    • 150+ Digital Flashcards
    • Unlimited Practice Exams
    • AI Study Companion
    • Instructor Support
    • Series 7 Community & more

  • Master the Exam Topics with the Series 7 Study Guide, Flashcards & More

  • Get Hands-On with 1,100+ Practice Questions in the Series 7 Study Bank

  • Personalized Feedback to Zero-In On Your Weakest Topics with Precision

  • Supercharge Your Exam Prep with a 24/7 AI Study Companion

  • Quickly Get Help from Experienced Instructors When You Need It Most

  • Learn, Share, & Grow Together in the Series 7 Community

Why Choose Acadio?

Every tool on the platform has been designed to help you make the most out of your study time

A Better Way to Prepare

Build custom quizzes in the Series 7 Study Bank and test your knowledge with thousands of practice questions. Track your strengths and weaknesses with personal performance data, helping you to optimize your study time.

One-Click Final Review

With a single click, create a custom-tailored final review and target the topics that will have the biggest impact on boosting your exam score.

AI & Instructor Support

Your AI Study Companion is always ready to give clear explanations and examples. And when AI isn't enough, get help from our team of experienced instructors in the Series 7 Community.

Proven Method for Exam Success

We've helped thousands of students pass their high-stakes exams

Focused Content

Your time is valuable. We've boiled down the exam content to just the topics you need to know to pass.

Hands-On Practice

Test your understanding by working through thousands of questions with explanations in the Study Bank.

Data-Driven Insights

The Study Bank uses your performance to show you exactly where you should be spending your time.

Support When You Need It

Never get stuck again. Get instant help from your AI Study Companion or ask one of our experienced instructors.

The Only Course You Need to Pass

  • Money Back Guarantee

    Not satisfied with the course? Request a full refund within 7 days of your purchase.

  • Study Anytime, Anywhere

    Access your study tools from any device with just a web browser. No app required.

  • Access for 365 Days

    Study at your own pace with a full year of course access & free content updates.

Ready to tackle the Series 7 Exam?

Pass on the 1st try with the most efficient set of Series 7 study tools.

START NOW

About the Series 7 Exam

The Series 7, or General Securities Representative Exam, qualifies individuals to sell a broad range of securities products, including stocks, bonds, options, mutual funds, and variable contracts. It tests knowledge of investment strategies, securities regulations, and ethical practices—covering topics such as portfolio management, customer account handling, and trade execution.

Passing the Series 7 demonstrates the ability to provide comprehensive investment solutions and operate within a regulated framework, making it essential for those pursuing a full-service financial advisory career. For aspiring representatives, it offers a path to greater responsibility, professional credibility, and expanded opportunities in the securities industry.

Exam Details

Exam Format

125 scored, multiple-choice questions and 5 experimental, unscored questions

Exam Duration

3 hours & 45 minutes (225 minutes)

Passing Score

Candidates must score a 72% or higher (answer at least 90 of the 125 scored questions correctly)

Study Time

Approximately 100 - 150 hours, though this can vary for each individual

Location

The exam can be taken at a Prometric testing center or online, where available

Prerequisites/corequisites

The SIE Exam must be passed for registration to be valid, but the exams can be taken in any order

  • Series 7 Exam Information

    Learn what it takes to sit for the Series 7 Exam—eligibility, requirements, exam topics & more.

    Learn More 

  • Securities Courses

    Explore our catalog of Securities prep courses including SIE, Series 6, & Series 63.

    Learn More 

Series 7 Exam FAQs

What are the eligibility requirements for the Series 7 Exam?

To be eligible for the Series 7 Exam, you must first pass the Securities Industry Essentials (SIE) Exam and be sponsored by a FINRA-member firm or self-regulatory organization. Candidates must be at least 18 years old, have a Form U4 filed by their sponsoring firm, and be in good standing with no disqualifying regulatory actions. Meeting these requirements ensures you are authorized to take the exam and pursue registration as a General Securities Representative.

How do I register for the Series 7 exam?

To register for the Series 7 Exam, you must be sponsored by a FINRA-member firm or self-regulatory organization. Your sponsoring firm will submit your Form U4 (Uniform Application for Securities Industry Registration or Transfer) to FINRA, officially registering you for the exam. Once your registration is processed, FINRA will provide instructions to schedule your exam at a Prometric testing center or online where available.

How many times can I retake the Series 7 Exam?

You can retake the Series 7 Exam as many times as needed, but FINRA requires waiting periods between attempts. After the first and second failures, you must wait 30 days before retaking the exam. Following a third failure, the waiting period increases to 180 days for any subsequent attempts.

How long is the Series 7 exam valid for after passing?

After passing the Series 7 Exam, your registration remains active as long as you are associated with a FINRA-member firm and maintain your license. If your registration lapses or you leave the industry, you may need to retake the exam or meet additional FINRA requirements to regain active status.

What can I do after passing the Series 7 Exam?

After passing the Series 7 Exam, you are licensed as a General Securities Representative, allowing you to sell a wide range of securities products, including stocks, bonds, options, mutual funds, and variable contracts. You can work with clients to provide comprehensive investment solutions, manage portfolios, and pursue a career in full-service brokerage or financial advisory. Passing the Series 7 also opens the door to additional FINRA licenses and advanced securities registrations.